FilingFirehose · litigation triggers

SEC Litigation Triggers

Real-time email alerts on the two 8-K item codes most predictive of upcoming securities class actions: Item 4.02 (Non-Reliance / Restatement) and Item 5.02 (Officer Departure). For plaintiff-side firms running early case discovery.

456
Triggers (180d)
5
Item 4.02 restatements
451
Item 5.02 officer dep.
0
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Recent litigation triggers

20260508 16:00:00-0 · CIK 1099800 · Item 5.02 Officer

Edwards Lifesciences Corp

All filer-reported items: 5.02, 5.07, 9.01

20260508 16:00:00-0 · CIK 1703056 · Item 5.02 Officer

ADT Inc.

All filer-reported items: 5.02, 5.03, 8.01, 9.01

20260508 16:00:00-0 · CIK 945841 · Item 5.02 Officer

POOL CORP

All filer-reported items: 5.02

20260508 16:00:00-0 · CIK 1021561 · Item 5.02 Officer

NU SKIN ENTERPRISES, INC.

All filer-reported items: 5.02

20260508 16:00:00-0 · CIK 1048911 · Item 5.02 Officer

FEDEX CORP

All filer-reported items: 5.02, 9.01

20260508 16:00:00-0 · CIK 1633336 · Item 5.02 Officer

Crescent Capital BDC, Inc.

All filer-reported items: 5.02

20260508 16:00:00-0 · CIK 10456 · Item 5.02 Officer

BAXTER INTERNATIONAL INC

All filer-reported items: 5.02, 5.03, 5.07, 9.01

20260508 16:00:00-0 · CIK 1956439 · Item 5.02 Officer

Enhanced Group Inc.

All filer-reported items: 1.01, 2.01, 3.01, 3.02, 3.03, 4.01, 5.01, 5.02, 5.03, 5.05, 5.06, 7.01, 9.01

20260508 16:00:00-0 · CIK 927003 · Item 5.02 Officer

ADVANCED ENERGY INDUSTRIES INC

All filer-reported items: 5.02, 5.03, 5.07, 9.01

20260508 16:00:00-0 · CIK 37808 · Item 5.02 Officer

FNB CORP/PA/

All filer-reported items: 5.02, 5.07

⚖️ Real-time alerts — $99/month

Push-style alert (not a digest) within minutes of each new 4.02 or 5.02 filing hitting EDGAR. Same data plaintiff-side counsel pays Bloomberg + LexisNexis many multiples for, surfaced cleanly. Cancel anytime.

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Mondays at 09:00 ET — every 4.02 + 5.02 from the prior week. Free forever, unsubscribe anytime.

Why these two item codes?

Item 4.02 — "Non-Reliance on Previously Issued Financial Statements" — is the SEC code for a restatement. Restatements are the textbook §10(b) Rule 10b-5 lead-cause material. Roughly 1 in 4 restatement disclosures triggers a securities class action within 12 months (NERA Economic Consulting 2023 data).

Item 5.02 — Departure of Directors or Officers — is the leading indicator. CFO departures immediately preceding a restatement disclosure are a particularly strong signal. Tracking these in real-time gives plaintiff firms the head start traditional Bloomberg/PACER monitoring doesn't.

Who this is for