B. Riley Securities: Recent ATM offerings (S-3 / 424B5)
At-the-market equity offerings where B. Riley Securities appears as the sales agent on the prospectus or supplement, parsed from S-3 / 424B5 filings.
Recent offerings
| Filed | Issuer | Form | Shelf size | ATM-flagged |
|---|---|---|---|---|
| 2026-10-19 | Rubico Inc. | 424B5 | $200.0M | Yes |
| 2026-10-16 | Strive, Inc. | 424B5 | $50.0M | Yes |
| 2026-10-14 | Verastem, Inc. | 424B5 | $300.0M | Yes |
| 2026-10-14 | PDS Biotechnology Corp | S-3 | — | Yes |
| 2026-10-13 | ENERGY FUELS INC | 424B5 | $725.0M | Yes |
| 2026-10-13 | Strive, Inc. | 424B5 | $50.0M | Yes |
| 2026-10-02 | Trinity Capital Inc. | 424B2 | $100.0M | — |
| 2026-09-30 | Trinity Capital Inc. | 424B2 | $100.0M | — |
| 2026-09-24 | New ERA Energy & Digital, Inc. | 424B5 | $116.0M | Yes |
| 2026-09-23 | Runway Growth Finance Corp. | 424B2 | $600.0M | — |
| 2026-09-22 | Stardust Power Inc. | 424B5 | $14.0M | — |
What we extract
- Shelf size in dollars — the maximum aggregate offering price stated in the prospectus.
- ATM detection — body-language patterns that indicate an at-the-market sales agreement is being activated.
- Sales agent identification — B. Riley Securities is one of 20 agents we recognize from cover pages.
API access
curl -H "X-API-Key: ff_live_..." \ "https://filingfirehose.com/v1/filings/s3?form_type=424B5&is_atm=true&limit=10"
Other tracked sales agents
- Cantor Fitzgerald
- Jefferies
- H.C. Wainwright
- Roth Capital
- A.G.P./Alliance Global Partners
- Maxim Group
- Ladenburg Thalmann
- Chardan
- BTIG
- ThinkEquity
- Raymond James
- Piper Sandler
- Stifel
- Cowen
- Leerink
- Guggenheim
- Citigroup Global Markets
- Morgan Stanley
- Goldman Sachs
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