SEC Filings Reference
A growing set of reference pages on SEC EDGAR filings, each backed by live data from the FilingFirehose API.
8-K item codes
- Entry into a Material Definitive Agreement
- Termination of a Material Definitive Agreement
- Bankruptcy or Receivership
- Material Cybersecurity Incidents
- Completion of Acquisition or Disposition of Assets
- Results of Operations and Financial Condition
- Creation of a Direct Financial Obligation
- Triggering Events That Accelerate or Increase a Direct Financial Obligation
- Costs Associated with Exit or Disposal Activities
- Material Impairments
- Notice of Delisting or Failure to Satisfy a Continued Listing Rule
- Unregistered Sales of Equity Securities
- Material Modification to Rights of Security Holders
- Changes in Registrant's Certifying Accountant
- Non-Reliance on Previously Issued Financial Statements
- Changes in Control of Registrant
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers
- Amendments to Articles of Incorporation or Bylaws
- Submission of Matters to a Vote of Security Holders
- Shareholder Director Nominations
- Regulation FD Disclosure
- Other Events
- Financial Statements and Exhibits
Known activist filers (Schedule 13D / 13G)
- Saba Capital
- Bulldog Investors
- Karpus Investment Management
- Thomas J. Herzfeld Advisors
- 1607 Capital Partners
- City of London Investment Group
- Carl Icahn
- Elliott Management
- Starboard Value
- ValueAct Capital
- Pershing Square
- William Ackman
- Engine No. 1
- Land & Buildings
- Jana Partners
- Trian Partners
- Sachem Head Capital
- Blue Jay Capital
- ClearBridge Investments
- Soros Fund Management
Sales agents on ATM offerings (S-3 / 424B5)
- Cantor Fitzgerald
- Jefferies
- H.C. Wainwright
- Roth Capital
- A.G.P./Alliance Global Partners
- Maxim Group
- Ladenburg Thalmann
- Chardan
- BTIG
- B. Riley Securities
- ThinkEquity
- Raymond James
- Piper Sandler
- Stifel
- Cowen
- Leerink
- Guggenheim
- Citigroup Global Markets
- Morgan Stanley
- Goldman Sachs
Glossary
- 8-K filing
- Item 1.05 cybersecurity
- Item 5.02 officer departure
- Item 8.01 other events
- Buried events
- Filer-reported items
- Form S-3
- Form 424B5
- ATM offering
- Shelf registration
- Schedule 13D
- Schedule 13G
- Item 4 purpose
- Activist investor
- EDGAR
- CIK
- CUSIP
- Closed-end fund discount
- 13D vs 13G
- Form 4
- DEF 14A proxy statement
- PDUFA date
- Material event
- EDGAR atom feed
- Accession number
Comparisons
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